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Carlson-Sabelli, L, Sabelli, H., Patel, M, Sugerman, A and L. Kauffman.
Process method: II. From process thinking to the empirical study of coexisting
opposites. Systems thinking, globalization of knowledge, and communitarian
ethics. Proc. International
Systems Society, Seoul, Korea, 1997, pp 976-988
Process method: II. From process thinking
to the empirical study of coexisting opposites
L. Carlson-Sabelli, H. Sabelli, M. Patel and AS. Sugerman
Chicago Center for Creative Development,
Rush University and University of Illinois at Chicago.
2400 Lake View Avenue, Chicago, Illinois 60614, U.S.A.
Abstract The process method systematically measures the 4 features
of processes postulated as universal by process theory: (0) Flux is
measured as statistical entropy. (1) Action is measured as rate
and as asymmetry. (2) Information is measured as the coexistence
of complementary opposites, attraction and repulsion, acceleration and
deceleration. (3) Organization is measured by the duration,
dimensionality, and pattern of complexes of recurrences --transient,
multidimensional and sparsely recurrent patterns generated by complex
interactions, as contrasted to stable, low dimensional and recurrent
attractors. In Part I we illustrated the application of some process methods
to the analysis of time series. Here we discuss process thinking as the
foundation for these and to-be-developed methodologies, and focus on
techniques to study the coexistence of opposites, that the theory views as the
most fundamental feature of both objective and subjective processes. Key words: asymmetry,
cardiac physiology, co-creating, complementary opposition, complexes, entropy,
information, process theory, sociometry. Process thinking is often intended but not practiced:
Science, mimicking social ideology, has been dominated by the celebration of
permanence and order, and the denial of ongoing creation.
A Platonic view imparts permanence with import, and identifies change
with chaos and lack of consequence. Current scientific methodology portrays
complex and evolving processes as mechanical or accidental. Life and its
evolution are explained as the result of fortuitous accidents, because
processes, according to standard thermodynamics, spontaneously decay towards
equilibrium and disorder ("entropy"). Classical, statistical,
relativistic, quantum mechanics allow for time reversal, and imply either
strict determinism or probabilistic contingency. Human behavior still is
largely explained as determined by human "nature", or as a free
choice. From physics to psychology, analysis is identified with method, theory
focuses on invariance, order, determination, and the conservation of energy,
when in fact the simplest entity, the Planck constant, has the dimensions of
action (action = energy x time), implying change. A physics of cosmological
evolution has developed only in recent decades, one hundred years after
biological evolution was demonstrated, and assumes a linear rate of expansion
at odds with the non-linearity of complex processes. Even system theory and
the new science of dynamical systems, popularly known as chaos theory focus on
stability and its maintenance (homeostasis, homeokinesis); attempts are made
to reduce novel and complex physiological processes to low-dimensional and
stable attractors, and failures are attributed to the inadequacy of the data
rather than of the model. There is a failure to understand how widely used
methods imply assumptions that actually prevent the detection of creative
change.
Process thinking It is currently fashionable to take newer for better, but
adopting a process perspective, let us examine science as a historical
process. Science originated with a process perspective, viewing matter as
alive, energetic and creative. This was Greek physiology, i.e. natural
science. The correlation between the length of chords and musical harmony was
the first, and for a long time the only, numerical law of science. It
illustrates a manner of thinking that combines empirical data, mathematical
analysis and theoretical formulation, and that attends to physical and
psychological issues, without giving primacy to any one of them. Born with a process perspective, science, in a significant
alternation of opposites, developed through the separation of the physics of
"inert" matter from biology and psychology, and the adoption of
static, mechanical, and idealized models. "Physiology" became
confined to biology. Although mechanism dominated scientific discourse (and
supernaturalism dominated public one), process thinking reappeared at crucial
times in history: during the Renaissance (Bruno, Pico, Nicholas Cusano) and in
nineteenth century with biological
evolutionism (Lamarck, Darwin) and dialectic philosophy (Hegel, Marx, Engels),
although both Darwinism and Marxism stressed struggle rather than the
coexistence of cooperation and conflict. Process perspectives are gaining
primacy in the twentieth century. The complementarity of opposites has been
formulated within the context of quantum mechanics (Bohr), psychology (Freud,
Jung, Riegel), and systems science. To operationalize process thinking into a practical
method, it is necessary to ground it on empirical research, and to formulate
its principles clearly, and, whenever possible, mathematically. In the last
decade, such a formulation of process thinking has emerged within the system
community. Process theory operationalizes process thinking through the methods
and concepts of mathematical, biological, social, and psychological dynamics.
We refer the reader to companion articles in this volume that present the
theory in a non-technical form [Sabelli et al, This Volume] as well as a
mathematical equation [Kauffman and Sabelli, This Volume]. [Sabelli et al,
This Volume] as well as a mathematical equation [Kauffman and Sabelli, This
Volume]. The theory provides specific methods that have been applied in
medicine [Sabelli et al, 1994], psychology [Sabelli and Carlson-Sabelli,
1991], and sociology [Sabelli and Carlson-Sabelli, 1995].
From process thinking to Process method The process world view is much more complex than simply
stating that things change, or that they are in "dynamic
equilibrium". From its inception with Greek physiology, process thinkers
have postulated 4 universal patterns -flux, flow, opposition, and creation.
Methodologically, this implies to analyze data as to reveal a minimum of one
(temporal change), two (opposition) and three (structure) dimensions, never
assuming a linear model. (0) Energy flux: Everything spontaneously changes.
Change is not only uninterrupted; it is also self-propelled. Matter is alive.
Everything is "fire". In contrast, mechanics regards matter as
inert, changed only by external action. (1) Time: processes evolve in one direction,
"as a river" (Heraclitus), in contrast to the reversibility of time
postulated by classical, statistical, relativistic, and quantum mechanics --
irreversibility has been incorporated by Prigogine in far from equilibrium
thermodynamics. (2) Opposition: Opposites coexist, as illustrated
by matter and anti-matter, positive and negative electrical charge, feminine
and masculine, and attraction and repulsion from physics to psychology.
Harmony arises from the tension of opposites, "as in the bow and the
lyre" (Heraclitus). The union of opposites is excluded by traditional and
mathematical logic, while process philosophers (Whitehead, Seldon, Rescher)
largely ignore it. Mechanics postulates the mutual neutralization of
opposites. Organicism views systems as integrated whole, denying the
coexistence of cooperation and conflict. Relativism and deconstructionism deny
objective oppositions, and misconstrue opposition as a conceptual
construction. (3) Creative evolution: the interaction of simple
processes creates novelty, complexity, and diversity. The simplest creations
are co-creations generated by the separation of opposites
(bifurcations, such as catastrophes) or their combination (system formation).
Creation is an ongoing process. In contrast, equilibrium, circular, random and
chaotic models have dominated scientific discourse. Classical and relativistic
mechanics imply strict determinism, while statistical and quantum mechanics
imply probabilistic contingency. Determinism denies ongoing creation, while
contingency trivializes it, without really offering any explanation for
novelty or complexity.
Process Method The process method aims at the systematic measurement of
these four patterns, by using, modifying, and integrating dynamic techniques
ranging from mathematical dynamics to psychodynamics. Our current methodology
is based on the assumption that one can gain some insight into the nature of
simple and complex components of variation by studying processes in frameworks
of 0, 1, 2 3, ... many dimensions. Process theory postulates two universal
features of process, action (defined as in physics, as the product of energy x
time) and information (defined as complementary opposition). Action is
asymmetric (temporal order) and thus constitutes the simplest case of
Pasteur's cosmic asymmetry, which we take as the most fundamental law of
nature. Information is a difference, and thus includes the symmetry of
opposition. Action and information co-create organization
of greater stability and dimension, starting with the tridimensional structure
of matter, and higher dimensional, less stable forms of organization, such as
brains. The evolution and development of organization depend on past evolution
and create novelty. Actions (1) combine into lattice-shaped processes of
bifurcations and recombination; (2) are paired with a complementary opposite
(inverse); and (3) have a topological form, meaning that they can adopt a wide
range of geometries without discontinuity, and experience discontinuous change
as result of a continuous change in some quantity. Thus every process has one
dimension of action (because energy and time are inseparable, as illustrated
by the Planck constant), two dimensions of information (because complementary
opposites determine a two orthogonal axes), and three or more dimensions of
organization. Thus an irreducible framework of six dimensions is a universal
form that repeats in multiple ways in all respects and at all levels of
organization (homology). Such a cosmic form serves as both the origin
and the attractor of evolution. These are not philosophical speculations. They
are scientific hypotheses because they are experimentally testable (as
required by Popper), empirically grounded on observation, clearly formulated
(in fact, mathematically), and practically applicable.
Flux and Flow 0 dimension: statistical measures of flux:
Variation is equally or more important than order. The process method studies
statistical variation as a measure of flux. The process method aims to
describe the form of variation, not just to measure for the sole purpose of
determining what differences between groups are statistically significant.
Histograms are sufficient to differentiate most chaotic series from random
distributions, and cardiac data from both of them. In contrast, biotic
patterns generated by the process equation generate histograms similar to
those observed with cardiac data. In contrast, static thinking employs
statistics to reveal repeatable order by reducing variability, which is viewed
as experimental error and/or as random and meaningless. 1 dimension: time series of action:
To study processes it is necessary to obtain longitudinal recordings, instead
of snapshots. Observations at one point in time, no matter how sophisticated
the measurements, cannot portray processes. Processes are flows of energy in
time, i.e. actions. Action is defined in physics, as the product of energy and
time. Process theory attempts to extend this definition to all levels of
integration. What an action should be for any particular case must be
determined by some kind of trial and error even in physics. In mechanics,
action A is the kinetic energy KE minus the potential energy PE integrated
over time: A = ò (KE - PE)
dt. It is not always possible to measure both the energy and the time
dimensions of action. The actual measurement of action is facilitated by the
fact that at every level of organization there are units of action, such as
cardiac contractions, neuronal action potentials, individual organisms, etc.
If action units can be considered as roughly equal in energy, then their rate
provides a coarse measure of energy consumption. This is in fact roughly true
for cardiac rate and energy consumption. Another motivation to study, whenever possible, time
series of action units, is that rate measures the local time. Every process is
its own timer. In physics, time is relative to the frame of reference.
Expanding on this idea, we consider that time is local in biological, social
and psychological processes. For instance, we take cardiac beats as the timing
of the personal clock of the individual.
Two dimensions: Opposition as Information One dimensional recordings portray action; two dimensional
portraits provide a picture of acceleration and deceleration. This is
information as defined by Bateson [1979], i.e. news of a difference. In many
cases, however, information is the recognition of a repetition. In particular,
repetition in the mist of change is news. Both recurrence and novelty can be
informative. Difference and repetition are opposite cases of pairing. Likewise
an enzyme recognizes its substrate through pairing. We thus define information
as complementation or opposition. Linear scales and categorical distinctions force
linearity, and thus constrain us to consider that attraction and repulsion
neutralize each other. In reality opposite forces can grow together. For
instance, cost and benefit often vary in parallel, but exert opposite
influences on our decision to buy. Likewise love and conflict grow together
with intimacy, and decrease together with distance. Harmony and conflict
coexist in intrapsychic and interpersonal processes: methods that assume a
categorical distinction, or an inverse linear relation between them, cannot be
valid or even fruitful; they prevent the recognition of ambivalence,
contradiction, ambiguity and conflict, and thus they conceal, rather than
reveal, why and how change is engendered or prevented. Linear scales necessarily
produce distorted data. To study coexisting opposites one needs to plot the
data in a two-dimensional Cartesian scale. We thus plot attraction and
repulsion as orthogonal vectors rather than as linear opposites. In this
manner we can plot in one axis, let us say the vertical, how these actions are
synergic, and in the other (horizontal) axis how they oppose each other. The
many uses and implications of such representation of opposites are presented
in figure 1. We apologize for the complexity of the figure, and ask you to
toil with it, because it illustrates a novel and useful technique. It is the
core of the process method. Combining the phase plane of non-linear dynamics
and the concept of the union of opposites, it offers a practical method to
study empirically and numerically contradictory processes. Diamond of opposites: Whenever
possible, we measure opposites separately, thereby allowing for an empirical
evaluation as to whether they neutralize each other or grow together. The two
axes of the coordinate plane are linear scales representing the intensity of
each opposite force. When multiple observations are made, one can examine how
the interaction of opposite forces shapes the trajectory of processes.
Consider for instance attraction and repulsion between two persons (or two
particles). The four quadrants within the plane correspond to a category
describing the relationship of the opposites. The left and right quadrants
represent cases in which one opposite clearly dominates over the other, either
attraction or repulsion. The bottom quadrant signifies that both forces are of
low intensity (neutrality), while the
top quadrant is occupied when opposites are both of high intensity
(contradiction). Using the diamond of opposites to study interpersonal
relations (sociodynamic test [Carlson-Sabelli et al, 1992, 1994], we find that
attraction and repulsion are not inversely related, but often correlated
positively with each other. The diamond of opposites allows one to
differentiate ambivalence and contradiction from neutrality and indifference,
that linear scales lump together. High energy contradictory processes, either
intrapsychic or interpersonal, a great
potential for creativity and destructiveness, and are easily influenced by
small interventions (butterfly effect). The capability to identify
contradictions is thus useful to target issues that are most amenable to
therapeutic intervention at a given time. The diamond of opposites has also been used to study
longitudinally the interpersonal relations of patients [Carlson-Sabelli et al,
1992, 1994] and the emotions of individual subjects [Sabelli et al, 1990].
Opposite emotions such as anger, anxiety and depression, wax and wane together.
Plots of interpersonal relations indicate that more than a third of persons
report over 30 % of their close relationships as contradictory. This is
predictive of catastrophic switches between opposites, where one's choice easily
becomes a rejection, and vice versa. This was in fact observed when the subjects
were retested at a later time. It is noteworthy that the neutral quadrant was
much emptier than the contradictory quadrant in all plots, indicating that
coexisting opposites create ambivalent bonds, not neutrality. Interpersonal profiles plotted in two dimensions reveal
personally unique patterns. For some persons, their important relationships are
unambiguous: as harmony and attraction grow,
conflict and repulsion diminish. Their interpersonal plots show a linear
sequence from positive to negative. Such linear personality may reflect a
simple, low energy psychological make-up, or a neurotic an inability to
recognize and/or tolerate ambiguity. In contrast, there are high energy persons
who consistently have and seek high energy relationships, that may not be
readily tolerated by others. This may lead to interpersonal conflicts. They are bifurcating
personalities, who make friends and enemies, and who are simultaneously
attractive and repelling for many others. This is the pattern expected from a
bipolar personality, but it is also present in highly creative persons. Phase plane of opposites:
The diamond of opposites can also be used to interpret two-dimensional plots of
time series such as phase portraits and return maps commonly used to study
non-linear processes. According to qualitative dynamics, patterns in complex
processes can be found by plotting its trajectory on a phase space defined by a
few variables. Process theory suggest that the most revealing plots will be
obtained by choosing pairs of complementary and opposite forces as the axes of
the phase space. The three diagrams at the bottom of figure 1 illustrate how
changes in instantaneous heart rate (the inverse of cardiac beat intervals)
result from the opposing actions of the sympathetic accelerating nerve that
releases norepinephrine (NE) and the decelerating parasympathetic nerve that
releases acetylcholine (Ach). Heart rate is approximately 90 beats per minute
when neither input is activated, as it is observed in the denervated heart --a
condition clinically found in some neuropathies. Cardiac timing usually varies
from resting states of acetylcholine predominance (low rate, high variability)
to active states of norepinephrine predominance (fast rate, lower variability).
The heart may, however, be in any one of the four quadrants. Simultaneous
activation of acetylcholine and norepinephrine systems occur in situations of
crisis. Iterated negation -the diamond of opposites in logic:
The diamond of opposites can also be used in logic (upper left) as an
alternative to Venn diagrams. It allows to represent coexisting opposites (e.g.
an electron is a wave and a particle). All concepts and propositions are in part
true and in part false; this coexistence of contradictory values can be
formulated as an expansion of two-valued logic by iteration, as shown in the
table inset [Sabelli, 1989, 1996].
Tridimensional structure Tridimensional plots portray catastrophes and
co-creations. Consider for instance an important interpersonal relation. It
often includes multiple links which may elicit contradictory feelings and
motivations. When two of them are strong opposites, and neither one can be
eliminated, the "equilibrium" of opposites creates complex
organization, including relatively stable structures to chronic conflicts that
arise when an individual has no choice. When a choice between opposite behaviors
is made, high levels of ambivalence or contradiction lead to sudden changes in
behavior, that oscillates between choice and rejection in a manner that
corresponds to the notion of catastrophe. The distribution of interpersonal
choices as a function of the underlying feelings of attraction and repulsion
follow a folded surface. This folded surface can be modelled as a catastrophe. A
fold catastrophe is governed by two parameters, the bifurcating and the
asymmetric control parameters. As illustrated in figure 1, the asymmetric
parameter of the simplest catastrophe is a function of the difference between
opposite motivations, while the bifurcating parameter is a function of their
sum. Intuitively, both opposing forces contribute energy to the process, while
their difference provides information regarding the direction of the outcome,
either choice and rejection.
Entropy as a measure of action and information The relation
between opposites embodies two primary physical dimensions, action (energy x
time) and information. Energy and information may estimated from the diamond
of opposites as the sum and differences of opposites, and more properly by using
trigonometric functions (figure 1, upper right). We may take the sum of the
sines of the vectors representing opposite forces as a measure of their synergy,
and the sum of their cosines as a measure of their antagonism. Entropy measures
provide a way to quantify action and information. Again we use a two-dimensional
portrait, plotting the entropy of units of action, such as cardiac beat
intervals, versus the entropy of accelerations (differences between consecutive
members of the time series, as described in Part I), as illustrated in figure 2.
Using such a two dimensional measure of entropy, Kanters and co-workers [1994]
measure parasympathetic activity in their studies of heart rate variation.
Organization: recurrences and complexes In a time series, organization is embodied as pattern of
accelerations and decelerations, just as in a structure is embodied as form. The
computation of patterns successive differences between successive members of a
time series is a method to measure strong, definite, simple patterns (Part I,
figure 4) that make themselves apparent in short sequences of data. The
construction of long vectors of N-successive members, and their
quantification by the method of recurrences allows one to detect complex
patterns. Recurrence graphs reveal multidimensional, time-limited patterns (complexes)
in biological data as contrasted to the stationary, low dimensional patterns of
periodic and chaotic attractors. Organization can be measured by the duration,
dimensionality, and pattern of such complexes. Eckmann et [1987]
introduced recurrence plots as portraits of processes of any type. Webber and
Zbilut [1994] provided methods for their quantification. A process perspective
focuses on the ability of the method to study non-stationary processes, and
adds: (a) Construction of time graphs to reveal transient
patterns (complexes), quantify their duration, and the frequency of
interruptions of pattern (net accelerations). (b) Use of high embeddings: Postulating that biological
processes reflect the complexity of the neuropsychological processes that
regulate them, leads us to study high dimensions of embedding; in contrast, a
focus on attractors leads to the investigation of time series in low dimensional
frameworks. (c) Empirical measurement of novelty: Postulating that
processes generate novelty and are not determined, we interpret a paucity
of recurrence below that observed with random distributions with the same
statistical variance (constructed by shuffling the time series) as a measure of
development. Biological data have a low rate of recurrences, indicating novelty,
and a high rate of sequential recurrences. We thus interpret the rate of
sequential recurrences as a measure of pattern, rather than of
"determinism" as labelled by Webber and Zbilut.
Entropy as a measure of organization As shown in Part I, entropy measures reflect the degree of
symmetry and diversity of a time series at a given dimension. The measurement of
entropy at various levels of complexity thus provides a measure of organization.
Given the ambiguities associated with the term entropy, we have coined the
expression biostatistical entropy [Patel et al, 1998] to refer to the
quantification to entropy at increasingly higher dimensionality. Thermodynamic
entropy is measured at 0 dimensions in the sense that temporal order is ignored.
In most cases it is not possible to measure simultaneously thermodynamic entropy
and temporal features. However the mean frequency of the series provides an
estimate of the intensity of energy flow --for instance heart rate is related to
the intensity of physical exercise and of emotional exertion. Dynamic entropy is
the entropy of intervals between action units (one dimension, time). The dynamic
entropy of static distributions does not depend on the length of the series; the
entropy of time series of cardiac beats changes with the duration of sampling,
time of the day, subject's activity, etc. Thus entropy is a function of change,
not of temporal order. The entropies of interval differences (two dimensions) and
of differences of differences (3, 4,.. few dimensions) measure accelerations and
decelerations that result from interactions or communications; we thus label
them together as informational entropy. The entropy of longer sequences of
consecutive members of a time series, measured by the recurrence method,
provides an estimate of the entropy of complexes --complex entropy.
Physiological thinking: priority and supremacy The fundamental tenet of physiological thinking is that
both physical and mental phenomena are processes of different complexity, not
two different substances. In contrast, dominant ideologies adopted dualistic
views that separate physical and mental processes as different substances.
Levels of organization of different complexity interact in two opposite
hierarchical manners, that we call priority and supremacy. We take the levels of
organization of biological organisms as a model for the relation between levels
of organization in nature. Respiration, circulation, nutrition have priority,
while nervous control has supremacy. In the central nervous system, spinal cord
reflexes have evolutionary, developmental, and functional priority, but brain
cortex has supremacy of control (Pavlov). Likewise in nature, simple processes
have temporal priority and finality, greater energy, greater extension, and
greater duration; they determine universal patterns that are reproduced at
higher levels (homology). Complex levels are more efficient, and
determine the form of the simple levels that encode them (isomorphism),
and thus acquire local supremacy. These ideas generate methodological
guidelines: (a) Priority of the objective and supremacy of the
subjective: The objective reality of the external world has priority in
learning, but the biases introduced by social culture and personal psychology
give supremacy to the subjective in what we regard as truth [Carlson-Sabelli and
Sabelli, 1984]. Thus, in scientific research, empirical data has priority, but
method and interpretation have supremacy. (b) Physical priority and psychological supremacy:
Physical actions have greater temporal and spacial extension, but within a
complex system, they are controlled by higher levels of organization. Complex
processes are encoded in physical actions, so the two necessarily are
isomorphic. One can thus study complex processes by examining their stamp upon
simpler ones. This is the rational for seeking in cardiac recordings a portrait
for emotions, pioneered by the work of Redington and Reidbord (1992). The concept of biological priority and psychological
supremacy has other applications in medicine [Sabelli and Carlson-Sabelli, 1989,
Sabelli et al, 1994] and in sociology [Sabelli and Carlson-Sabelli, 1995]. The
idea that psychological energy is embodied in a material structure has led to
the search for neurohormonal deficits in the causation of depression. Animal and
clinical data has led us to postulate that 2-phenylethylamine (PEA) is the
neurohormone of psychological energy [Sabelli and Javaid, 1995], to diagnose
certain types of depression by PEA deficit, and to treat depression
physiologically with PEA replacement --just as diabetes is treated with insulin
replacement. This approach is successful in 60 % of cases [Sabelli et al, 1994,
1996]. (c) Mathematical priority and ideological supremacy:
Mathematics provides methods for measurement and a clear formulation of
hypotheses, while psychological analysis allows for critical consideration of
underlying assumptions. For instance, creative change and interactions cannot be
studied with assumptions, definitions and methods that exclude them, such as
independent, isolated events, equilibrium states, static order and randomness
the entire range of alternatives, linear scales that imply the mutual exclusion
of opposites; systems separated by boundaries rather than connected by
interphase. Following these notions, we are developing the process
method by combining mathematical measurement with simultaneous recording of
behavior and emotions to analyze the electrocardiogram. We hope in this manner
to learn not only something medically and psychologically useful, but also
something about the universe we inhabit. This is the physiological approach to
the study of nature, as contrasted to reductionism. Disregarding the common
nature of all processes, reductionism makes physics a "theory of
everything", dreams of particle physics as "a final theory", and
dismisses biology and psychology as "soft science". Actually,
Pythagoras' discovery of the first law of science on a psychobiological
phenomenon, musical harmony, the discovery of the golden ratio as an aesthetic
parameter long before it was found to define botanical and anatomical relations,
Lamarck-Darwin's discovery of biological evolution a century before physics
developed its own evolutionary theory, and Pasteur's discovery of cosmic
asymmetry long before it has begun to emerge in physics, indicates that complex
psychobiological patterns can reveal fundamental features of physical processes
not evident in simpler phenomena. Such inference from the complex to the simple
("complexity inference", Sabelli, 1989) complements reduction,
which has been the only operative scientific strategy throughout the centuries.
In this manner one can operationalize the systems approach as a method. We may illustrate this approach by contrasting the concept
of biostatistical entropy with the standard view of entropy as disorder.
Analyzing time series, we observe that entropy is equally high in random
distributions (rectangular, Gaussian, Poisson) and in ordered series of the same
diversity, indicating it does not measure order. Shuffling ordered data to
create a randomly-ordered time series with the same statistical distribution as
the original periodic or chaotic ordered time series does not change their
entropy. Further, maximal entropy is said to correspond to greatest probability,
yet absolute randomness (such as pure white noise) never obtains in reality. In
reality, maximal entropy has the lowest probability of realization. On the other
hand we note an empirical correlation between the value of entropy and the
symmetry and diversity of the time series. This conclusion illustrates the
empirical interpretation of concepts, in this case the meaning of entropy, by
examining normative models (random, harmonic, and chaotic, series) and
experimental data, rather than defining them conventional and a priori.
Critique The development of the process method is still in
progress. Many and diverse data must be considered before defining patterns as
characteristic of biological processes. Many other techniques may be more useful
to measure novelty and entropy in creative processes. Some of the techniques
adopted here seem particularly questionable. Using a high number of embeddings
undoubtedly such procedure distorts the data, "crushing", so to speak,
its patterns, but then one must remember that particle physics, mass
spectroscopy, and biochemical analysis likewise depend on destroying the objects
they study. Every measurement is a transformation of facts into data, and
contains inseparable objective and a perceptive aspects. The use of multiple
frameworks of increasing dimensions seems justified by the findings of patterns
at many of them. Demonstrating asymmetry, opposition, and novelty in
natural processes supports the hypothesis that they are fundamental cosmic forms
[Sabelli et al, This Volume]. Such agreement is no proof, because methods as a
rule confirm the theories that originate them. The same reason indicates the
need to use process methods. To study creative processes calls for techniques to
measure novelty, complexity, and the two-way interaction of multiple levels of
organization. A theory is most valuable when it generates methods that
refute it. Thus Russell refuted his own logic with a counterexample it
generated, Eccless demonstrated chemical synaptic transmission with methods
designed to refute it, and now chaos theory has generated methods that
demonstrate the need to go beyond deterministic, recurrent, low dimensional, and
symmetric attractors. Undoubtedly process theory will be refuted, but its
methodology is still too underdeveloped to reach this goal. Acknowledgements: This work was supported by the Society for the Advancement of
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