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Sabelli,
H. Non-linear dynamics as a dialectic logic. Proc. International Systems
Society p 101- 112, 1995 Non-linear dynamics as a
dialectic logic Hector Sabelli Chicago, Illinois, USA Abstract: Evolutionary science implies a dynamic logic.
Non-linear dynamics can be interpreted as a logic of thinking processes that
combines the dynamic perspective of dialectic logic, with the mathematical
formulation that gives static logic its rigor and its applicability to
computation. Process logic postulates (1) Asymmetric and transitive action
(becoming) instead of static identity (being); an action is represented by a vector
in phase space. (2) The coexistence and mutual implication of opposites
(principle of universal contradiction) separated in space, time or respect
(principle of local no contradiction), rather than their mutual exclusion
(absolute principle of no contradiction); coexisting opposites are
operationalized via the phase plane of opposites. (3) The co-creation of
complexity, novelty and diversity by the integration of opposites, instead of
determined, lineal, transitive implication. Key words: co-creation,
dialectics, dynamics, logic, priority/supremacy, process theory, scientific
method, union of opposites. Scientific
knowledge is (a) grounded on empirical data; (b) formulated clearly, if
possible, mathematically (Kant); and (c) empirically testable (Popper
[23]). Method defines science. Logic is the core of scientific
methodology. When Boole in his “Laws
of Thought” formulated logic in mathematical terms, he transformed a
philosophical discipline into a science which contributes theoretically to the
foundations of mathematics, and serves practically in the design of computer
circuits. However Boole-Russell’s
mathematical logic has profound limitations that derive from the static
nature of the postulates they adopted from traditional logic, namely: static
identity (for all A, A = A); no contradiction (if P is true, then no P is
necessarily false); and the third excluded (either P or no P, there is no
middle case). Russell's paradoxes
demonstrated the limitations of this static logic. Assuming that entities are static is at variance with the
evolutionary perspective of modern science. As truth is the adaptation of
thought to reality, logic should also adopt a process perspective. Modern mathematical logic no longer postulates a unique set of laws of thought. In the last decades, mathematicians have developed in abstract multiple formal systems based on different sets of axioms, and an indefinitely larger number can be constructed. Scientific practice remains the ultimate criterion for evaluating the applicability of these various systems to reality, as well as a source for alternative methodologies. One such is the process approach of Greek physiology (the account of nature). The term logic itself derives from Heraclitus' logos, the logic of nature and thought. Dynamic logic: At the dawn of science, Heraclitus
introduced the concepts of becoming and union of opposites as principles that
govern reality and hence should govern thought. Similar process views had
been developed by Buddhist and Taoist philosophers ("Tao," becoming
as the cosmic law, is the Chinese equivalent of logos). The recognition of evolution in cosmology,
biology, and history, has recreated an interest in the process approach. Evolutionary
science requires a process logic that deals with action and change, not
stable entities; with actual oppositions, not abstract separation of
opposites; and with creative processes in nature and thought, not only
linearly determined causality and implication. Quantum mechanics also suggests a departure from traditional
logic insofar as it postulates that (1) the universe is made up of quanta of
action (Plank constant); (2) particle and wave properties coexist (principle
of complementarity) [1]; and (3) interactions create qualitative, non-linear
leaps. Although process philosophies
have been also developed by Spencer, Whitehead and Teilhard du Chardin, a
process approach to logic is largely limited to the dialectics developed by
Hegel. Dialectic logic, which in our
century came to be fostered almost exclusively by Marxist thinkers, had the
advantage of recognizing empirical facts essential to scientific
understanding which are obscured and denied by mathematical logic, namely,
the ever present becoming (so an entity becomes unequal to itself), the
existence of coexisting opposites in nature, history, and mind (denied by the
principle of no contradiction), and the existence and generation of a
multiplicity of alternatives (excluded as third cases). On the other hand, dialectic logic was not
mathematically formulated except in very partial ways, and by a limited
number of thinkers [11, 17, 26-28].
Some systems theorists [42] and trialectics [14] have explicitly
incorporated dialectic logic. Temporal [25], and fuzzy [16] logic, may also
be understood as partial formalizations of dialectic logic under another
name. Logic, neuropsychology and methodology: Both
static and dialectic logic have grown independently from empirical study of
cognition. Piaget's proposal for an experimental epistemology" was
rejected as "psychologism." Yet it may be reckless to invent norms
for thinking disregarding those that nature built in our brain. Because human
brain is the highest (known) product of natural evolution, our mind is
predisposed to understand reality correctly [22, 24, 41]. This does not mean
that every mathematical structure devised by human brain exists apart from
it, but rather that the brain itself is part of nature, and therefore all the
abstract systems it develops reflect, imperfectly, some objective phenomena.
More important, neurophysiological processes should be taken as a model for
human-made systems of logic;
structure of the organ of thinking itself reveals important features about
the organization of nature [27]. The
human central nervous system shows a fundamental dorso-ventral asymmetry that
corresponds to the direction of action, and a rough bilateral symmetry that
corresponds to the opposition of eyes, ears, arms, legs and brain
hemispheres. In the vertical dimension, the central nervous system is
organized hierarchically, with simple processes (temperature regulation,
mechanical movement and posture) located at simpler and lower levels
(medullary and spinal) that have priority in both the evolution of the
species and the function of the individual, while complex processes
(cognition, creativity) are integrated at higher and more complex levels
(cerebral cortex) that have supremacy of control. Such hierarchical but
bidirectional organization of the nature's organ of knowledge organization
suggests that also the levels of organization in nature may be best
understood as a bidirectional hierarchy in which the simpler levels
(physical, chemical) have greater duration and extension (priority), while
the more complex (biological, human) have supremacy (priority of the simple
and supremacy of the complex [27]). Clinically, we postulate the priority of
the biological and the supremacy of the psychological [29], and the priority
of the objective and the supremacy of the subjective [6]. Methodologically,
we postulate the principle of mathematical
priority and psychological supremacy, an approach that we have applied to
the interpretation of the electrocardiogram [8,34] and of social processes
[7,31]. Here we apply it to logic itself. Logic requires both a mathematical
formulation, without which there is no rigor nor practical applicability to
computer technology, and a psychosocial analysis of its assumptions and
methodological choices. Our methods of observation, and the questions raised
by our assumptions, often implicit and unconscious, determine the data we
obtain from objective reality. Our current reductionist bias makes us to seek
physical principles as explanatory for biological and psychological
processes, but discoveries such as Pasteur's cosmic asymmetry from the
observation of the asymmetry of biomolecules, indicate that we can also learn
about simpler processes by examining their more complex manifestations --a
new paradigm in science [27]. Ideally, logic should be mathematical, dialectic
and physiological. Mathematical formulation separates process logic from
verbal dialectics. Reference to the logic of nature characterizes the process
approach, from Heraclitus' physiology to Hegel and Engels' dialectic of
nature [10]. Logic, mathematics and the logic of nature: Both patterns of processes and ideas are forms
(idea mean form in Greek) embodied in matter. The logic of mathematics
governs, not only describes, the forms of nature. The same mathematics must
then govern both natural processes and thinking processes. We thus interpret non-linear dynamics as a mathematical
formulation of dialectic logic, using empirical cognitive science and
process philosophy as guidelines for such an interpretation. A complex
mathematical discipline like dynamics has greater chance to illuminate and
guide the process of thinking than the relatively simple logic of classes in
which Russell and others sought the foundations of mathematics. Gödel [12]
demonstrated that arithmetic cannot be reduced to any simpler system of
logic. Mathematization needs not imply the reductionistic assumption that all
science could be reduced to physics, all physics explained by mathematics,
and the entire edifice of mathematics be founded upon simple and universal
laws of logic. Such mathematization increased rigor by sacrificing meaning.
For instance, negation was reduced to its simplest form, the complement in
set theory. Actually mathematics provides models for more complex forms of
negation, such as positive vs negative, real vs imaginary numbers in
arithmetic, and the inverse in group theory and oppositely directed vectors
in algebra. Each of these models captures some facets of the hierarchy of
simple and complex forms of negation that obtain in human discourse. It is
important not only to find the simplest form of negation, but also its
various fundamental forms. The
entire edifice of mathematics is a formal representation of the logic of
thinking, and of the logic of nature. The group of mathematicians who wrote
under the collective name of Bourbaki proposed three pillars for mathematics,
lattice theory, group theory, and topology. Lattice theory deals with an
asymmetric and transitive relation, which process theory takes as a model for
action and change; group theory deals with the coexistence of opposites in a
set, that process theory interprets as negation; topology deals with
continuous and discontinuous change, providing a logical model for creative
reasoning. Process logic thus expands Boolean logic by giving a logical interpretation
to Bourbaki's three pillars of mathematics. The three postulates of Process logic:
Assuming that the laws of thought must correspond to the laws of
nature, process theory [27] formulates a set of scientific hypotheses
regarding natural and logical processes --scientific insofar as they have
originated a number of research methods and empirical studies, including the
phase plane of opposites [5,7], psychogeometry [9,30], sociodynamics [7,31],
the biosociopsychological formulation of medical diagnosis and treatment
[32,33], and methods to analyze the influence of neuropsychological processes
on cardiac activity [8,34]. Natural processes, including thinking, are action
patterns that connect opposites, communicating information and increasing
their symmetry; symmetric opposites co-create material structures
(complexity) and/or represent disorder. Correspondingly, process postulates
an asymmetric identity, the coexistence of opposites, and creative junctions
of opposites. Similarly, Xu and Li [42] take evolution, complementary
opposition and self-organization as basic assumptions. 1. Dynamic identity: To
be is to become. Whereas traditional logic is based on being and the
separation of classes, the basic concept of evolutionary science is becoming,
that creates unity in diversity, and diversity in unity (Heraclitus). Process
logic formulates a dynamic concept of identity in its postulate of universal
and asymmetric action. Action has
the physical dimensions of energy x time, and it is readily applicable to
social and psychological processes. Everything is an action, as the Planck
constant has the dimensions of action. Identifying things or formulating a
concept are mental actions. Both "to be" and "to assert",
both objects and thoughts, are actions, as contrasted with traditional
dualism that separates objective reality from the ideal universe of
logic. Standard logic
neglects actions by reducing all verbs to the copula "to be", and
further, interpreting "to be" in a static sense, although it is obviously
possible to model mathematically other verbs via logical relations; action
verbs may also be modeled by different types of catastrophes [39]. Static
identity is defined as reflexive, symmetric and transitive (as the equality
relation =), and class belonging and logical implication are modeled by the
reflexive, symmetric and transitive relation < which defines
lattice theory. Actually < describes becoming: each process is
continuous with itself from its beginning to its end, in a unidirectional
fashion At ® At+1, but At+1 does not
become At, and there is a i = j such that At+j is not
equal to At. As there is a fundamental asymmetry in nature
discovered in biology by Pasteur [13], demonstrated in atomic [43] and in
cosmological processes, and obvious in human processes, including thought
[27]. Change is ordered, not random flux, nor a series of independent events,
as required for some statistical calculations. In
traditional logic, qualities are represented by classes. To say that x has
the property A is translated as saying that x belongs to the class of
entities with property A. This is represented by a point within the circle
that represents this class in a Venn diagram. Classification is extremely
useful in biology, and has been a major tool of logic at least since
Aristotle. Yet, in actual thinking, concepts develop as categories around a
prototype, with some members being more central and others more peripheral
[19], rather than as mutually exclusive classes. In fact, classes are not
mutually exclusive. One entity has many properties, including opposing
properties, so it belongs to many classes. A person belongs to many social
systems (family, work, club, etc) [35]. Each person's behavior includes
opposing actions such as cooperating, competing, fighting and isolating, so
these opposite actions do not determine four mutually exclusive classes of
persons. Instead, classes can be defined by the intensity with which each of
these behaviors are manifested. In clinical studies, we have used the
multiaxial phase space of mathematical dynamics to represent the trajectory
of behaviors in time [9,30]. We
propose then to represent qualities as axes or dimensions in phase space. As
any one entity has multiple properties, the phase space has many dimensions,
including the universal dimensions of action (time and energy). The minimum
possible observation is a change, that requires at least two points for
graphing. An observation is thus represented by a vector or arrow in phase
space. Dynamic identity (representing continuity within change) is the
trajectory generated by the succession of vectors in such a N-dimensional
space. This allows one to represent how a given entity changes its properties
in time. Often there is an alternation of opposites, such as the alternation
of feet in walking. Two successive steps (right, left, right, left)
represents both advance and a partial return to the origin. This is Hegel's
notion of the negation of the negation, that Engels considered so important
that he made it into a fundamental law of dialectics; likewise Stalin judged
it so fundamental that he erased from it (the negation of socialism would
then be a partial return to capitalism).
Obviously
the world is not made of either unchanging objects or ever-changing flux, but
there is both permanence and change in every process. Natural and human
objects are not permanent and immutable things; they are transient structures
which once formed, evolve in continuous interaction with their environment
for some relative amount of time, to be
replaced later on by some other equally transient structure. For
static logic, change is one thing and permanence is another; they are by
necessity separate. Some models of evolution postulate states of relative
stability separated by discontinuous revolutionary change; these include
punctuated equilibrium theory of biological evolution, Marx, Freud and
Piaget's concepts of development in stages, Kühn's idea of "normal
science" separated by "paradigm shifts, and trialectics [14] postulate
of stable "material manifestation points" separated by
"mutations". For process theory, permanence and change coexist at
all times. This union of change and stability illustrates a second principle
of process logic, the union of opposites. 2. The union of opposites: the principle of universal contradiction
and local no-contradiction:
Opposition is universal. Every process coexists with its opposite
(Heraclitus): harmony and conflict, asymmetry and symmetry, union and
separation, positive and negative, male and female. Bunge [3] argued that
oppositions are not really universal, there are chairs but there are no
"anti-chairs," but chairs are static and artificial objects, not
processes, and their form is adapted to the opposite complementary form of
the human body. Fundamental physical particles have opposites, e.g. electron
and positron, and in fact this symmetry of opposites has served to predict
the existence of particles later on discovered. Actions create opposite
reactions in physics (Newton) as well as in human affairs. Female and male,
parent and child, hormone and receptor, illustrate the fundamental role of
opposition at the biological level. The minimum of information is the difference between two possible values, hence
the definition of the bit as its unit. Correspondingly, two valued logic
plays a fundamental role in formal logic, and process logic starts with
dialectic antitheses. Drawing a distinction or asserting a connection between
two entities always involves two concepts. If
opposition is universal in reality, then opposition must be included in
logic. In contrast, it is excluded by the principles of no contradiction
(nothing is A and no-A) and of the excluded third (either A or no-A). Other
formulations of logic dismiss the excluded middle [2] or allow the
coexistence of opposites. There are four fundamental ways of conceptualizing
their interaction: (1) Separation of opposites:
According to mathematical logic, opposites are mutually exclusive, and more
generally, what is different is also separate. One may thus separate abstract
logical thought from actual psychological thinking --thought is one thing,
and thinking is another-, and, more generally, thought is one thing and
reality is another --thought is thought and always remains thought, while reality
is reality and always remains reality. Following the axiom of
no-contradiction, what is thought is not reality, and what is reality is not
thought. A thing cannot be itself and something else. A cannot co-exist with no-A. Following the axiom of the excluded
middle, something must be either thought or reality; there is no third
choice: a thing must be one of the two mutually exclusive opposites (A or not
A). There is no uncertainty, no
ambivalence, no contradiction, and no emergence of one process from another.
Thinking is a real processes, that emerges from physical processes in human
brains. Thoughts modify the way in which people behave. Reality creates
thought, and thought creates reality. Reality contains thought in human
brains, and forms which correspond to our ideas in objects and processes.
Truth is this correspondence between the form of reality and the form of
thought. (2) Harmony of opposites:
Harmonic interactions between opposite forces, and cyclic changes in
predominance are implicit in mechanics.
Eastern philosophers thought of change as resulting from the
harmonious interaction between opposites.
They thus focused on the cyclicity of nature, and advised persons to
let themselves flow with the natural flow of nature (Tao). But the stagnation
of Eastern civilizations says that harmony alone does not move us along. The
idea of harmonic opposites has been taken up by system theorists and holistic
philosophers. Trialectics denies that oppositions actually exists in nature,
except in balance. Periods of stability are due to the equilibrium of
opposites which results from a balanced circulation of energy (trialectics
axiom of circulation). Trialectics purports to integrate the timeless
permanence of logic and the endless change of dialectics as a logic of
cycles. As repetitions, cycles, equilibrium and balance cannot explain
creativity, trialectics postulates that situations and things change
according to preordained patterns. In trialectics, change is not viewed as
the creation of novelty, but as the appearance of what has already been
established. (3) Struggle of opposites: Many
Western scientists and philosophers have seen progress as the struggle of
opposites. This is the dialectics, a Greek word for dialogue, but here
meaning debate as in a legal trial.
Dialectics is a projection of human passions. The idea that progress
is promoted by struggle permeates Western civilization. The foundation of
modern society resides on the idea of competition between individuals--man is
the wolf of man, said Hobbes. Darwin explained the evolution of species by
their struggle. Marx explained evolution of society by the struggle of
classes; shorn of the Marxist ideological vocabulary, Western political
behavior closely mirrored Soviet policy in its dedication to conflict and
competition. Even more darkly, racists demagogues, and religious spiritual
leaders, have promoted a philosophy of hate that has led to inquisitions and
concentration camps. Even the
ideologies of liberation have been conceived in terms of a struggle--of women
against male supremacy, of the poor against the rich, of new nations against
older empires. Western tradition has
preserved Heraclitus' dictum "War is the Father of all things", but
has forgotten the second part of his saying "and Peace is their
Mother" --since Heraclitus always spoke of opposites, he could not have
omitted it himself. (4) The union of opposites: The
theory of complementary opposition [42] and process theory [27,29] return to
Heraclitus/Lao-tzu notion of the union of opposites, where harmony and
conflict, objectivity and subjectivity, union and separation, symmetry and
asymmetry, and in general all opposites coexist necessarily, albeit in
various proportions, and with alternative preponderance of one or the other. Only
to the naive a person is either good or bad; even when woman and man are
fundamentally different, there are also degrees of maleness and femaleness in
all humans. Oppositions are information. Information asserts something and
denies its opposite. Omni determinatio is negatio (Spinoza). The mutual
implication of opposite concepts was highlighted by Hegel and more recently
by Trier and other semanticists [21]. In
traditional logic, truth and false are mutually exclusive. Actually nothing
is absolutely true nor absolutely false. Assuming the identity of the logic
of nature with the logic of thinking, Hegel named "contradiction"
this coexistence of opposites in nature; this terminology created confusion,
as it seemed to exclude the logical principle of no contradiction. Some
dialecticians denied the existence of contradictions in nature, while
asserting them in thought [38]. Others granted that oppositions exist in
nature, but required thought to be consistent [45]. Logicians solved the
problem in the most straightforward manner, by prohibiting all
contradictions, but this seems like throwing out the baby with the bath
water. Can we create a consistent logic if we negate the fundamental
difference between true and false, or does this simply throw us into the marasma
of a verbal dialectic that serves only as rhetoric? Can we do without a
principle of no contradiction, when mathematical theorems often are proven by
demonstrating the falsity of their opposite?
Already Aristotle, who recognized the inseparability of complementary
opposite categories (e.g. content and form, essence and phenomenon, quantity
and quality) found a solution in a local
formulation of the principle of no-contradiction: opposites cannot
coexist at the same time, in the same place and in the same respect. Such a
local principle of no-contradiction is compatible with Hegel's principle of contradiction. Boole,
the founder of mathematical logic, chose the exclusive meaning of
"or" ("A or B" means either A or B, but not both) as one
of the fundamental logical operations. Later on, because of the complexities
introduced by such choice, other logicians choose instead the inclusive sense
of "or" ("A or B" means either A or B, or both A and B).
Reading "A or no-A" with the exclusive sense of or, asserts the
coexistence of A and no-A (dialectic principal of contradiction) but only as
separate, in either time, place, or respect (Aristotle's local version of no
contradiction). One
may allow for the coexistence of opposites even within the formalism of
two-valued logic. The propositional calculus models negation by means of
two-valued truth-functions: the negation of a true proposition is false, and
the negation of a false one is true. Truth-tables can be made to include
coexisting opposites by bidimensional
negation, using ordered pairs <x,y> to represent the assertions
made regarding A and no-A. In this manner we create a table of opposites, which allows four values. For instance, if A
= "an electron behaves like a particle", then the assertion of A and
the negation of no-A to be denoted <1,0>, as well as the assertion of
no-A and the denial of A, to be denoted <0,1>, are partially true,
because electrons behave like a particle or like a wave (a non-particle)
depending on the experimental conditions.
The assertion of both A and no-A, represented as <1,1> is truer
than either <1,0> or <0,1>. Likewise objective and subjective are
complementary opposites, that can exist in all possible combinations:
objective and not subjective (unconscious), subjective but not objective
(false), objective and subjective (conscious truth), neither objective nor
subjective (absent), and degrees of all of the above. We have then four
fundamental cases; true, false, contradictory and irrelevant <0,0>. The
traditional principles of no-contradiction and the excluded third are hence
replaced by their opposites: a true assertion implies its opposite, a third
case, and a contradictory case. As
strictly speaking, everything is either A and no-A <1,1>, or neither
<0,0>, but there are cases that are mainly A, or mainly no-A, we can
use fractions between 0 and 1 as values in the ordered pair. Using ordered
pairs to represent truth values is not the same as using fractional numbers
in a linear scale, such as used in probability and in fuzzy logic. Fuzzy sets
are sets whose elements belong to it in different degrees [44]. Fuzzy logic
[16,44] attempts to solve paradoxes such as the coexistence of tallness and
shortness in the same subject that already puzzled Plato as the result of
gradual change. It interprets contradictory cases as midpoints between
opposites; in this extreme fuzzy case, 50% A = 50% no-A. Fuzziness is not the
same as probability, as the fact that an apple is 50% ripe is not the same as
a 50% probability that the apple is ripe. Notwithstanding, both probability
and fuzzy logic assume a linear scale in which opposites are inversely
related, with absolute values at the extreme poles. However, in complex configurations, such as in geometric
fractals and biological organisms, opposites need not wax and wane together
in an inverse fashion. Opposites may vary inversely with each other (as in
probabilistic and fuzzy logic); or they may wax and wane together, as for
instance closeness can increase both love and conflict in a human relation;
or opposites may vary to some extend independently from each other. As
actual processes have properties A and no-A in various proportions that vary
in time, it is useful to use a graphic representation that allows for
expressing differences in quantity, even if only in a purely subjective way.
It may be accomplished in the phase
plane of opposites (or diamond of
opposites), in which the opposites are the orthogonal axes that define
the coordinate plane, and processes are represented as vectors. We have introduced the phase plane of
opposites in electrocardiography [34] to study opposing neural inputs through
examination of the time series of beat to beat intervals, and in
psychodynamics [27] and sociometry [5] for recording the coexistence of opposite
feelings, and personal interactions. As in standard mathematical logic, one
defines no-A as the complement of A: no-A = U - A, where U represents a local
universe of discourse (for instance, the meaningful complement of red is
green, not the absolute complement that also includes atoms, rhinoceros and
triangles). In contrast to static logic, however, A and no-A are vectors. No-A is the resulting vector of the sum
of all vectors except A. Each process interacts with a number of other
tendencies, that are in part synergic -at least insofar as they are
compatible-, and in part antagonistic -at least insofar as they are not
identical. For instance, competitiveness strives for success; any other
tendency, such as compassion, duty, or pleasure-seeking, while compatible and
coexisting with competitiveness, also represents a competition that at times
drives away the person from success; the sum of all these coexisting
tendencies creates a vector opposed to success-seeking. Further, slower
processes appear to be moving in the opposing direction from the perspective
of faster ones [4]. We thus need to consider both the relative intensity, and
the angle between vectors, to describe their degree of synergy and of
antagonism. The
diamond of opposites (figure 1) is determined by the two orthogonal vectors,
A and no-A, with their common origin as neither A nor no-A in the bottom
vertex, and their junction both A and no-A at the apex. Strictly, all the
entities that are within the diamond are either A or no-A or both, while
entities which are neither A nor no-A, are in its low vertex. The four
quadrants of the phase plane represent four cases defined by iterating
negation: the predominance of A <1,0> in the right quadrant, of no-A
<0,1> ion the left quadrant, of both <1,1> in the upper quadrant,
and the relative absence of either one <0,0> in the lower quadrant.
Both the phase plane and the ordered pair representation of negation capture
the same fact: that in contrast to simple opposition, in which one excludes the
other, complex oppositions (i.e. those in which opposites coexist), are
bidimensional. Opposites are not poles of a line, but opposite points in a
closed curve --hence at least two dimensions. The empirical use of the
diamond of opposites is illustrated in [5,7,30,31,34], and in these
proceedings by a two-dimensional study of entropy [36], and in developing the
notion of the union of right and left as a political strategy [35]. Coexisting
opposites are necessarily similar, and the investigation of this similarity
is a fundamental method to gain insight (Antonio Sabelli, see [27]). The
similarity of opposites does not deny their difference, nor does the symmetry
implicit in their coexistence denies a power asymmetry, such that one
predominates at each moment, place and respect --symmetry and asymmetry, as
other opposites, coexist. Opposite concepts are asymmetric, as shown by
hierarchies of semantic preference (man and woman, captain and sailor, parent
and child) [21] which obviously express power relations. A refutation is
stronger than an assertion --thus Popper's concept of a scientific knowledge
as one that can be falsified. Even in two-valued logic the two cases are
asymmetric, as 0 implies 1, and the empty set is contained in every set, but
not vice versa. To model negations that are asymmetric, we have developed helicoids (figure 2), partially
ordered sets with two classes of elements that alternate with each other in
the hierarchical chains [28,37]; they are defined by the relation sublation
(dialectic negation) ¯ that is asymmetric (for no A, A ¯ A) and indirectly transitive (if A ¯ B, and B ¯ C, and C ¯ D, then A ¯ D. One can prove that A < C. For instance,
if A is a hypothesis, B is an experimental refutation of A, and C refutes B,
then C confirms A. In chains of hypotheses, refutations, and new hypotheses
or refutations of refutations, etc, the negation of the negation is similar
to, and stronger than, the initial case, as in Hegel's dialectic law --in
contrast, the negation of the negation is identical to the initial statement
in standard logic. This calculus of refutations portrays more realistic the
scientific process than Popper's absolute falsification, and provides a
definition of confirmation free from the paradoxes of confirmation theory --observing
a white shoe confirms that "all ravens are black," because in
static mathematical logic "All A are B" is equivalent to "No
no-B is A"). These
models for negation only capture some of its simplest features, and there is
no valid reason to believe that complex cases can be reduced to simpler ones.
Processes include not one but multiple pairs of opposites. They also manifest
periodicities of high dimensionality. In (temporarily) stable processes,
states repeat, so for every change there necessarily is an opposite. Here
negation can be modeled by group inverse. There are many cases in which there
are triads, rather than pairs, of complementary opposites (trifurcation [27]) --processes have 3
aspects, energy, information, and matter; three quarks form a proton; mother,
father and child make the nuclear family. Colors offer a particularly
interesting model for trifurcations, as the physical continuum of frequencies
is divided by the retinal receptors into three primary colors (red, yellow
and blue) such that the combination of any two creates a secondary color that
is the inverse of the third primary (e.g. blue + yellow = green that is the
complementary of red). The three primary and three secondary colors create a
lattice, in which black and white represent the least and the last element
[27]. Further combinations produce an infinite multiplicity of colors. In
many cases of opposition, we can identify an implicit third. A third case
arises in many manners; one of them is the union of the opposites. 3. Co-creation -the junction of opposites: Traditional logic deals with lineal deductions, but actual thinking occurs as dialog, including internal dialogues. Scientific investigations generate data by means of appropriate questions to nature --experiments and methodical observations. Logical processes thus generate novelty in the same manner as natural processes. Sexes copulate to procreate a new individual; oppositely charged particles bind to create atoms (matter); the interaction of processes creates, and destroys, novel, complex, diverse, and transiently stable structures of matter. Likewise the interaction of concepts creates new ones. Organization is a co-creation of opposites. Coexisting opposites can create a third case. Opposite processes interact in a non-linear manner thereby co-creating transient patterns and structures --the simplest case is the fold catastrophe [39], in which the non-linear interaction between opposite point attractors creates a distribution of outcomes in a third dimension. Catastrophes and other creative bifurcations involve also an increase in dimensions.
In empirical studies of choice
[5,7], the coexistence of similarly intense opposite motivations (attraction
and repulsion) can produce opposite behavioral outcomes (choice or
rejection). Opposite outcomes alternate, that is to say, they coexist
(contradiction) but are separated in time (local no contradiction).
Representing conflicting motivations in the plane of opposites, behavioral
outcomes determine a third dimension, as they are distributed in a folded
surface such as in a mathematical catastrophe [39]. Further, the coexistence
of intense opposite motivations fosters change and creativity [7]. We view
this catastrophe of opposites as the simplest type of creative bifurcation,
that generates novelty and complexity. The
concept of co-creation via the interaction of opposites originates with
dialectics but our process theory postulates the bifurcation of opposites,
not their synthesis, or their annihilation. The creative junction of
opposite statements is illustrated by the formulation of a hypothesis and its
empirical refutation. Hypotheses
generate the question tested by observation or experiment; without
hypotheses, there are just facts, not significant data. In turn the empirical
refutation does not simply eliminate the hypothesis, but serves to develop
it, creating new ones [18], illustrating a creative junction. In contrast,
confirmations of the hypothesis by observing a case that satisfies it, fail
to prove it, and lead to the raven paradox.
In contrast, finding a refutation of the refutation constitutes a
confirmation [27,28] as discussed above.
Distinctions constitute another example of a creative
junction; whenever you find a contradiction, make a distinction, advised
scholastic philosophers. A distinction consists in creating a third dimension
in the phase space (such as time, space or respect, in Aristotle's principle)
that separates the opposites, allowing their coexistence. This separate
coexistence of opposites is observed as alternation of opposite values under
some experimental conditions [7], as in a catastrophe fold [39]. An algorithm to elicit creativity: Based on the above considerations, we have developed a strategy to
analyze processes and to foster creativity. As behavioral creativity is
fostered by the coexistence of intense opposite motivations, we propose to
develop new perspectives by combining apparently opposite perspectives or
hypothesis. For instance, in a companion article [35], we develop a social
program as a combination of right and left ideals. As a practical strategy to
promote creativity, it seems useful to consider the opposite of each
"obvious" truth, and in all dilemmas to search for a third
possibility. Instead of a logical principle of the excluded third, a
heuristic principle of the implied
third. Whereas Mao-tze Tung advised to search for the fundamental
contradiction, we examine in each process the multiplicity of oppositions
[27], and following Torre [40], we consider that the solution of each problem
is facilitated by the simultaneous solution of another. Illustrating
the creative nature of the union of opposites, process logic results from the
co-creative intercourse of dialectic logic (which highlighted change and
creativity but lacked scientific rigor and mathematical formulation) and
mathematical logic (that provided rigor but focused on things as static
beings, and knowledge as a state rather than as process); this is not a
unique dialectic synthesis, as a multiplicity of such syntheses are being
developed (temporal logic, modal logic, fuzzy logic, trialectics) with or
without explicit recognition to the dialectic roots of the endeavor. Logic of thinking:
Static logic studies rational and mainly certain ways of reasoning. In the
dynamic logic presented here, there are three different patterns of rational
thinking: lineal deduction, opposition and co-creation by taking two
different perspectives. These three patterns correspond to the three
fundamental types of attractors in mathematical dynamics: linear flow, cyclic
recurrences, and divergences and convergences. Logical implication
("if-then") formally resembles the linear, unidirectional flow
towards a point attractor. Pathological obsessions and ruminations, and the
logical paradoxes illustrate the existence of cyclic logical reasoning,
resembling periodic attractors. Paradoxes such as the liar's ("I am
lying", if true, implies that it is false, and vice versa) illustrate
that even static logic has a dynamic. The existence of cycles in reasoning
does not represent a basic flaw in the axioms of logic to be corrected, as it
has been done by Zermelo at the expense of intuitiveness. There is a third
type of logical relation, that is more important and creative: making distinctions,
creative syntheses, formulating hypotheses, making choices, and inferring
causes by their effects. This is Pierce's abduction [22], such as in medical
diagnoses (Hippocrates' method is based on "symptoms", a term that
means clue), in paleontology (print of a cloven hoof allows to conclude that
the animal was a ruminant and hence much about its anatomy and physiology,
pointed out Cuvier), and in detective stories. Choices depend on external
interactions: empirical testing, psychodynamic processes, ideological biases,
personal idiosyncrasies, may help us decide between the alternatives. This
resembles the influence of external factors in catastrophes and chaotic
attractors. Psychosocial analysis of static logic: Static logic contradicts the three postulates
of dynamic logic. It denies becoming in defining identity, the coexistence of
opposites in its principle of no contradiction, and the existence and
generation of a multiplicity of alternatives are excluded as third cases. The
preference for static models is readily understandable. It reflects one of
the earliest and most fundamental achievements in psychological development:
the recognition of the stable identity of persons and objects within the flux
of perceptions. Further, it follows from our natural wish to conserve: those
who have, particularly if they have little, want to prevent losses, and
nobody wants to age and die. Living depends fundamentally processes of
maintenance, repair, and defense against predators. Thinking
in opposites which are mutually exclusive and irreconcilable probably
represents both the simplicity of inexperience, and the experience of
conflict. Some primitive languages recognize only two colors, black and
white. Simple minded people, and even more the mentally retarded, think in
terms of rudimentary oppositions. Persons with borderline personality, a
severe character pathology often emerging from childhood abuse, and
manifesting high degrees of aggressiveness, think in black and white.
Likewise social conflicts lead to think in antagonistic oppositions (cowboys
and indians, catholics and heretics, christians and infidels, capitalists and
communists), and/or to postulate false harmonies that promote the acceptance
of suffering and evil. Black and white thinking promotes conflict and
intolerance; it is perhaps the most dangerous characteristic of religious
fundamentalism and totalitarian ideologies. Adler, Beck and others have
related black and white thinking with neuroticism and tendency to depression.
Cognitive therapists thus propose to replace black and white thinking by an
awareness of grays. We have proposed instead thinking in color, using the
analogy of the 3 primary colors to promote thinking from at least 3 different
perspectives (e.g. leftist red, conservative blue, religious yellow; red
anger, yellow cowardice, blue depression). Two
valued logic denies the creation of something new. Recognizing the
unpredictability of future events, Aristotle assigned a third value to them,
and at the start of the century the Polish logician Lukasiewicz developed a
three valued mathematical logic -true, false, indeterminate. Logical,
physical, social, and psychological determinism are likely to be related to
each other, as they all imply a denial of creative processes. The objective
existence of creative processes seems to be validated by cosmological and
biological evolution, but regardless of this ultimate metaphysical question,
creativity is a subjective experience, so we need to ask ourselves what
brings about its denial, religious fatalism that promotes acceptance of the
status quo, neurotic avoidance of uncertainty, refusal to accept personal
responsibility? Some thinkers have
defended the static postulates of logic by claiming that it is a purely
mathematical discipline, which has no bases on, or applications to, actual
human thinking. However, the term "logic", from Aristotle to Boole,
has always meant the normative study of rational thinking. It is acceptable
to adopt terms with specific meanings (logic, negation, implication, etc) to
name mathematical models for them, but one cannot require that the terms
should henceforth be used only in these new "technical" meanings.
It is further argued, in defense of static mathematical logic, that a focus
on static concepts does not imply a disregard for the ever changing nature of
reality, but only a choice to focus on more permanent features. Such claim is
disingenuous: why should one pay so much attention to static entities, and
disregard entirely change and process, if one will not be committed to the
idea that permanent structures are the fundamental form of reality? Already with Plato, static philosophy was
associated with conservative politics. Contrariwise, progressive views on
social issues are naturally associated throughout history with evolutionary
views of the universe and the species, and with attempts to develop a dynamic
logic. In Aristotle, the static conception of logic was associated with a
static conception of matter, according to which a motor was required to account
for movement --mechanics has dismissed the need for a motor for inertial
movement, and evolutionary science and mathematical dynamics imply that also
more complex forms of movement are spontaneous. Process logic, an alternative paradigm: These methodological
issues have practical importance in scientific practice. Static logic
prevents us from examining how we can promote change. The sophistic and
conflictual interpretation of the union of opposites by marxist dialectics
led to a disregard for mathematical logic, quantum mechanics, genetics and
psychodynamics. The disregard for Heraclitus dynamic logos in favor of
Aristotle's materialistic metaphysics and formal logic has influenced even
current scientific endeavors, as illustrated by the neglect of Bohm's quantum
theory, of Pasteur's cosmic asymmetry and of Piaget's experimental
epistemology by the scientific community, the delay of physics to adopt an
evolutionary view of cosmology, and the acceptance of a statistical mechanics
formulation of thermodynamics contradictory to evolution. The logic
underlying the construction of theories and methods plays a fundamental role
in scientific progress. In
recent years many scientists have come to accept Thomas Kühn's notion of
scientific revolution, a shift that occurs when empirical data contradicts
the accepted paradigm and hence this is replaced by a new one. As Kühn, also
Ichazo [14] adopts a lineal developmental analogy, identifying logic with
childhood thinking, dialectics with adolescence and trialectics with mature
thinking. The process paradigm has a drastically different view of both
scientific and social evolution: static and dynamic logic, materialist and
idealist philosophies, rationalism and irrationalism, every opposite
viewpoint has existed for much of human history. Contemporary with static
logic, the process paradigm was already well developed in the fifth century
B.C. in Greece (Heraclitus, Empedocles), India (Buddha), and China (Lao-
Tzu). Notwithstanding it was obscured through much of history by alternative
paradigms such as materialism and mechanism
on the one hand, and epistemological idealism and spiritualism on the
other. The process paradigm reappeared at periods of rapid scientific and
social development, such as during the Italian Renaissance (Bruno, Nicholas
of Cusa, Pico della Mirandola), in the 19th century with evolutionary theory
(Lamarck, Darwin) and process philosophies (Hegel-Marx-Engels' dialectics),
and in our times with Bohm's quantum theory, Prigogine's far from equilibrium
thermodynamics, cosmological evolutionism, and non-linear dynamics. Thus, the
process paradigm has coexisted throughout times with its opposites, static
portraits of fundamental reality as unchanging structure, dualisms that
separate matter and spirit, determinism that denies creation, and two-valued
logic that denies the coexistence of opposites. Likewise, opposite
interpretations co-exist throughout history in most fields of scientific
endeavor, as illustrated by the idealist Copenhagen version of quantum
mechanics which is taught as fact vs Bohm's interpretation which explain the
facts equally well while not requiring to postulate counter-intuitive ideas;
economic theories supporting capitalist development or socialist revolution
during the last one hundred years; gradualist vs punctualist views of
evolution; and many others. Changes of predominance from one paradigm to
another often appears to result more from changes in the social milieu than
from the emergence of specific data --Kühn himself notices a close
relationship between scientific and political revolution. Yet different
scientific paradigms also coexist in all periods of science rather than
representing mutually exclusive systems that replace each other in a linear
development. The
concept of the union of opposites provides a unique understanding of
scientific progress as resulting from the intercourse of multiple
disciplines, and of competing hypotheses. To develop an understanding of a
scientific question, it is useful to formulate a multiplicity of specific
hypotheses, to build evidence for each particular one, as well as to attempt
to refute each of them, and to counterpoint each hypothesis with the others.
Likewise, the intercourse and competition between coexisting and opposite
paradigms fosters the progress of science. The entire history of philosophy
is shaped by the contradiction between materialism and spiritualism, between
static views and process ones, and between ideologies that support the
powerful vs the messianic messages of their challengers. In this article we
have developed a dynamic logic through the union of static mathematical logic
and dynamic but verbal dialectic logic. In our view, the co-creative junction
opposites is a fundamental logical process still largely unexplored. Acknowledgements: I am
thankful to Mrs. Margaret Trobaugh and Mrs. María McCormick for their
invaluable support to the Society for the Advancement of Clinical Philosophy.
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