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Carlson-Sabelli L, Sabelli HC, Zbilut J, Messer J, Diez-Martin J,
Walthall K, Tom C, Patel M, Zdanovics O, Fink P, Sugerman A.
Cardiac patterns of emotions demonstrated by the process method:
Psychotic patterns. New
Systems Thinking and Action for a New Century: Proc. International Systems
Society 38th Annual Mtg., B. Brady and L. Peeno (Eds.), Pacific Grove,
CA, 1994, pp. 0419-0430.
CARDIAC PATTERNS OF EMOTIONS DEMONSTRATED
BY THE PROCESS METHOD:PSYCHOTIC PATTERNS
NOT AFFECTED BY ANTIPSYCHOTIC DRUGS.
L. Carlson-Sabelli, H. Sabelli, J. Zbilut, J. Messer, Justo Díez-Martín*,
K. Walthall, C. Tom, M. Patel**, O. Zdanovics, P. Fink, A.
Sugerman.
Rush University, 1725 West Harrison, Chicago, Illinois, USA 60614
Phone 312-942-0118 or 2227. FAX 312-348-4499
*Hospital Universitario de Valladolid
**The University of Illinois at Chicago
Electropsychocardiography [EPCG]
studies these complex, patterned, and transient changes in cardiac timing
to investigate emotional behavior and its influence on cardiac function.
Twenty four hour recordings of the electrocardiogram are obtained from
freely moving subjects, together with a recording of their activity and
emotions. The electrocardiogram is sampled (128/sec) to measure the R-R
interval, and the time series thus obtained is embedded 1 to 500 times
using the time delay method. This data is used to plot the time course and
to quantify organizational variables such as the percent of recurrences,
patterned recurrences and their ratio (arrangement), using the methods of
Eckmann et al. [7] and of Zbilut and Webber [50].
Time graphs of recurrence plots reveal distinct forms
("complexes") which repeat from subject to subject, and that
correlate with the ongoing activity allowing one to distinguish
wakefulness and sleep, anxiety and relaxation, work and play, etc., and
suggest the existence of an "alphabet" of cardiac patterns that
correspond to neurophysiological patterns. Measurements of recurrences,
ratio a new measures introduced here, median dimensional complexity, and
number of bigurcations, indicate that the physiological dynamics of
schizophrenics are simpler and more rigid than that of normal or depressed
subjects. The median dimensional complexity of the psychocardiological
process is 58 + 4 in normal awake 52 + 25 in awake depressed
and 24 +11 in awake schizophrenic subjects. The differences between
the two non-psychotic groups and the schizophrenic group were
statistically significant and visually evident in the time graphs or
recurrences. Electropsychocardiography
may play a role in the understanding and diagnosis of mental illness, and
in the elucidation of emotional factors in cardiac illness.
Key words:
electropsychocardiography; depression, emotions; heart; process method;
schizophrenia, psychotic.
This article presents our current efforts in the development of
electropsychocardiography (EPCG) as a comprehensive physiological
technique potentially useful in psychiatry and cardiology [2,3,38,40].
Distinct and highly organized patterns of cardiac timing are associated
with patterns of behavior and emotions [3,36,38].
Here we develop this methodology to reveal graphic (figure 1) and
statistically significant (table 1) differences between psychotic and
non-psychotic subjects. Our objective is to study objectively the dynamics
of psychosis through the investigation of the dynamics of the associated
cardiac rhythms.
Ancient wisdom and popular language associate the heart with the
soul because obvious changes in heart rate accompany emotions. Changes in
cardiac timing accompany arousal and emotions because the circulatory
system distributes the energetic metabolites required for behavior.
Emotional behavior is an important factor in cardiac function and
dysfunction [4,8,20,21,28,44,46]. Cardiological symptoms are prominent in
panic disorder and other anxiety syndromes. Small but significant changes
in heart rate variability have been reported in patients with panic
disorder [47] or with depression [6,33].
Differences in verbal content during psychotherapy were found to be
associated with differences in the instantaneous heart rate in two
patients [31,32].
Dynamic electrocardiography (Holter monitoring) provides a
promising tool for investigating cardiac timing in freely acting subjects.
The novel mathematical techniques of non-linear dynamics provide new
avenues for the analysis of the data [15,16,49,], and the increasing
availability of computers places these techniques in the hands of
researchers and clinicians. As dynamic electrocardiograms are actively
investigated with modern mathematical techniques, a number of basic
physiological and clinical concepts have been reformulated, and the
complexity of cardiac timing is becoming unfolded; increasingly higher
dimensional frameworks have been found necessary to portray it
appropriately. The unidimensional homeostatic model focussed on the
maintenance of heart rate within physiological limits, and assumed
variations in instantaneous heart rate (R-R intervals) to result from
random disturbances, to be smoothed out with averaging techniques.
However, variations in instantaneous heart rate have been shown to be
clinically significant [9,10,18], and spectral analysis of cardiac timing
has revealed periodicities associated with respiration and blood pressure
[30]. The analysis of the
electrocardiogram with the non-linear methods of modern mathematical
dynamics has provided evidence for the existence of even more complex
order behind the apparent beat to beat regulation of cardiac timing. Using
methods to search for low dimensional attractors (stable patterns to which
processes tend when undisturbed by transients), a number of investigators
[16,35,43] found evidence suggesting that certain arrhythmias could
represent the emergence of a chaotic attractor. On the other hand,
Goldberger and co-workers [12-14] suggested that the cardiac timing of
normal subjects corresponds to a chaotic attractor, and explained
pathology by simplification to a periodic or static attractor. However,
the timing of normal hearts is not stationary, and only when restricted by
pathology is cardiac timing contained within the basin of an attractor,
static, periodic or chaotic [48,50,51]. Using the recurrence plot method
[7], Zbilut and co-workers studied relatively short electrocardiographic
samples, presumably stationary periods, using 3-10 embeddings to reveal
the dimensions of the process, and concluded that cardiac activity is
governed by transients. Transients
need not be random, nor the result of a multiplicity of independent
factors. The various functions of the organism are not independent from
each other; rather, they all depend on the cardiac pumping of energetic
supplies (biological priority), and all are controlled by
neuropsychological processes (psychological supremacy [37]). Assuming that
the organism functions as a unit, we studied dynamic electrocardiograms
obtained during the course of the subject's normal activity via a sequence
of recurrence plots (time graphs of recurrences). We found an intricate
pattern made up of transient phases ("complexes")
separated by bifurcations. We define complexes as organized, highly
dimensional transients (with a beginning, internal phases, and an end), by
way of contrast with low dimensional and stable attractors. Complexes
appear to correspond to various activities, symptoms and emotions, such as
anxiety, chest pain, sleep and awakening; differences were noted between
manic, depressive and anxious individuals [3,38].
These observations suggested to us that cardiac timing cannot be
understood in terms of one attractor, nor is it a collection of transients
determined by a multiplicity of independent factors, but rather forms part
of integrated patterns of behavior organized by the central nervous system
("action patterns") [22,23]. The detection of such patterns
requires one to study 24-hour records of subjects leading their usual life
[25], to examine the sequential patterns traced out by successive
intervals; other approaches, such as frequency domain analysis, can only
reveal the global features of the physiological state [41].
The clinical correlations observed suggest that the study of
patterns may have diagnostic significance in psychiatry, and indicate the
need to develop appropriate techniques for clinical use.
Methods
To develop
clinically useful methodology, we examine their ability to portray the
most fundamental distinction in psychiatry, psychotic vs non-psychotic
subjects. As in our previous studies, we used the recurrence plot method
described by Eckmann and co-workers [7], quantified recurrences and ratio
according to Zbilut and co-workers [50], and further expanded this
methodology by creating time graphs of recurrences. In this article we
develop two new measurements, the number of bifurcations, and the E50--estimation
of dimensional complexity. The complexity of a process can in principle be
measured as the number of independent variables needed to specify its
pattern; these are the dimensions of the process. The recurrence method
approximates the number of dimensions as the number of embeddings needed
to describe the process. In
this article we systematically compare recurrence graphs obtained during
sleep and wakefulness in control and psychotic subjects.
The estimate of dimensional complexity was calculated as the
embedding needed to reach 50% determined or patterned recurrences (E50).
The Twenty-four hour
recordings of the electrocardiogram were obtained in human subjects
diagnosed according to DSM-III R: The non-psychotic group consisted
of three normal and 3 bipolar depressed subjects; three schizophrenics
made up the comparison psychotic group.
Subjects were asked to keep a diary of their activities and
emotions; those from psychotic patients were very incomplete but recorded
sleep and wakefulness. Here we compared 3 one-hour samples for each
subject, obtained during normal daytime activity, and 3 hours during
sleep. The electrocardiographic data were sampled at the rate of 128
observations per second to determine the intervals between R waves. From
this time series, graphs of higher dimensions were created by the time
displacement method [7], using a program that plots and measures
recurrences developed by Zbilut and co-workers [48,50,51].
Whenever a relatively large number of equations is required to
adequately describe patterns in natural processes, and a single sequence
of numbers is the only available data, one can construct, artificially, N
dimensional vectors from embedding the time series of 1 variable using the
delay method. The embedding theorem [26] shows that a vector of
time-delayed copies of the observable will generate a trajectory in the
dimensional space so created that is similar to the original. The Whitney
embedding theorem indicates that it is possible to make quantitatively
meaningful inferences about the dynamical structure of a complex,
multidimensional dynamical system by measuring one variable for a
sufficiently long period of time [11,17].
Thus computer constructed recurrence plots can reveal patterns of
"almost" periodicities in complex processes whose description
may need a number of partial differential equations [7]. In our study,
vectors were constructed using a time delay of 1 beat. The time-ordered
sequence of vectors were ordered in a square matrix, in which the
horizontal axis represents the time index, x(i), and the vertical axis x(j)
represents each of the successive vectors forward in time. When two
vectors so constructed were approximately equal for a given embedding, a
dot was plotted, indicating a recurrence. We used the Euclidean norm for
the calculation of distances, and defined as "approximately
equal" vectors that lie within 10% of the normalized mean distance of
the first embedding. We
studied samples of 7000 beats (approximately 100 minutes at a rate of 70
beats per minutes) at various embeddings from 1 (comparing each beat
against the next one) to 480 (comparing segments of approximately 7
minutes, at a rate of 70 beats per minute) .
Recurrence plots were made at 10, 50 and 480
embeddings for each subject for visual comparison of patterns and
to count bifurcations,
transitions between patterns. Using
the methods of Zbilut and Webber [50], we measured the following organization
qualities: (1) the number and percentage of recurrences; the
percentage of recurrences is the proportion of the total number of
possible recurrences, which is one helf of the matrix--in our case
7000x7000 / 2. If is a measure of order or rigidity. (2) Patterened
recurrences--the number and percentage of "patterned
recurrences" (recurrences occurring with simultaneous embedding
segments (appearing in lines parallel to the diagonal, which Zbilut has
called "determinism"); these are few or absent in plots of
computer generated pseudo-random numbers at low embeddings (figure 1)
(3) Ratio, is the proportion of percentages of patterned
(determined) recurrences and total recurrences in a given sample.
It is a number between 0 (none of the recurrences are patterned)
and 1 (all recurrences are patterened).
All organizational measurements are derived from the number of
recurrences calculated from the time series of RRIs.
We statistically compared differences between organizational
variables at 3pm and 3am at the median emebedding dimension for
non-psychotic (N=6) and Psychotic groups (n=3) with the Mtann-Whitney U
test using BMDP statistical software(Berkeley, CA).
The percentage of recurrences provides the ability to compare the
degree of rigidity across beat segments of different durations or sampled
at different times. The percent patterened recurrences allows comparison of
degree of patterning across samples.
The ratio provides an index to compare the proportion of
"pattern or arrangement among groups of beat segments with when the
total number of recurrences differ.
Results
Visual comparisons. Figure 1 illustrates the obvious visual
differences in geometric pattern between recurrence plots of cardiac data
recorded from psychotic and non-psychotic subjects.
Because they are generated by a matrix, each recurrence plot has a
square shape, and each complex within it also has a square shape
(indicating that, within the complex, beats are related to each other,
from its origin to its end). At 10 embeddings, recurrences are widely
distributed in the matrix: records from random data are entirely uniform,
whereas cardiac data are subdivided by brief breaks (bifurcations); at
high embeddings (100-500) organic forms appear as the size of complex
shrinks relatively to the embeddings framework, and bifurcations are
easier to count. The records obtained from psychotics subjects have, at
low embeddings, curvilinear forms such as those observed in the records of
non-psychotic subjects at higher embeddings.
Cardiac complexes have a limited number of forms, recognizable in
many different individuals. The form of the complex displayed in figure 1
by the schizophrenic subject was also observed in records obtained from
non-psychotic persons, often associated with reports of fear or anxiety in
their diaries.
The number of bifurcations was greater (p < 0.04) in the samples
obtained from psychotics (3.40 + 0.72 /hour) than in normals (2.00 +
0.00). No differences were found in the number of bifurcations between
sleep and wakefulness samples, whereas there were obvious differences in
pattern (figure 1) and number of recurrences.
Numerical comparisons. Records from schizophrenic subjects
had higher number of recurrences and patterned recurrences than controls
at the median embedding dimension (Table 1).
The RRI was lower (indicating a higher heart rate) and its
variability was lower in psychotic than in non-psychotic subjects.
During sleep, recurrences increased, while ratio decreased. The
differences between wakefulness and sleep were smaller in the
schizophrenics.
*********************
Drop
because this actually has figures that aren't here, and it is
better to keep it simpler. We could also drop the bifurcation count???
Embedding plots. Measurements
of organization of cardiac data varied in a non-linear manner with the
number of embeddings, with obvious differences between normal and
psychotic subjects. In contrast, in the case of random data, increasing
the number of embeddings produce smaller and linear increases in most
measures. The number of patterned recurrences grew faster with the number
of embeddings in psychotic subjects, and during sleep.
At low embeddings, the number of recurrences and patterned
recurrences were significant in cardiac records; in contrast, they were
zero, or very low, in plots of pseudo-random data. Increasing the number
of embeddings, decreased the number of recurrences in both normal and
psychotic subjects, and then recurrences increased again. This inflection
point occurred at 2 embeddings during sleep and at 6-8 embeddings during
wakefulness in non-psychotic subjects, and it was higher in
schizophrenics.
Beyond 9-12 embeddings, increasing the number of embeddings
increased most measurements, in a non-linear fashion. The curve flattened
out towards 100 % patterning of recurrences about 70-100 embeddings in
cardiac records, whereas less than 20 % of the recurrences appeared to be
patterned with pseudo-random data even at 100 embeddings. Saturation
points were reached at lower embeddings in specific cases; ratio increased
with the number of embeddings in normals, from 10 to 480 during the day,
but only up to 50 during the night; in schizophrenics, ratio increased
only up to 50 embeddings during day or night time. At high embeddings, the
data became distorted, as shown by the decrease in ratio at 480 embeddings
in all data.
*******************************************
E50 ranged from 13 in a schizophrenic subject to 80 in a
control subject. There were significant differences between individuals,
and within individuals, according to the time of the day. . Calculating E50
by interpolation between 10 and 50 embedddings produced reasonable
estimates in non-psychotics but not in the psychotic subjects.
Discussion
The visual contrasts, and the statistically significant
differences, between cardiac and random data indicate that the observed
variations in cardiac timing are not primarily due to random
factors such as external circumstances. Recurrence plots of pseudo-random
data showed forms similar to those recorded from cardiac data only at much
higher embeddings. The temporal patterns (complexes) visualized in
recurrence graphs must thus reflect ongoing behavior and emotion,
pathological processes, or drug action. The observed distribution in the
populations examined, and correlations with diaries indicate that some of
these patterns are associated with emotions such as anxiety, not with
diagnosis or treatment, while others appear to be due to either psychosis
or antipsychotic treatment. The pattern associated with anxiety
(exemplified by the schizophrenic subject in figure 1) was also observed
in normal, cardiac, anxious and depressed persons, often associated with
reports of fear, apprehension or anxiety [38]. In contrast, the increase
in recurrences and the decrease in E50 noted in schizophrenics
was observed at all times during the day, regardless of the emotion or
activity reported.
Psychotic and non-psychotic subjects
differ in a wide variety of electrocardiographic parameters, from heart
rate to number of recurrences. Even simple inspection of the color of the
graphs allowed to differentiate these two groups.
The observed differences indicate that schizophrenics have an
increase in simple order (higher number of recurrences, lower E50),
a reduction in the range of variation (lower standard deviation), a
decrease in complex organization (lower ratio), and a greater
fragmentation (greater number of bifurcations).
The differences noted appear to be the sole result of nosological
differences. The observed reduction in R-R interval variability, and
the increase in the number of recurrences, indicates that order is greater
in psychotics than in normals. Correspondingly, psychotics had more
curvilinear, organic forms in low embedding recurrence plots, indicating a
greater degree of simpler order. That simple processes determine much of
the order in the cardiac behavior of psychotics is also shown by the fact
that the number of patterned recurrences grows faster with the number of
embeddings in psychotic subjects than in non-psychotics.
Almost invariably, the differences between normals and psychotics,
and between wakefulness and sleep, were in the same direction. Further,
the differences between sleep and wakefulness were greater in normals than
in schizophrenics. In comparison with wakefulness, sleep records showed
more recurrences and less arrangement, as expected from the fact that
wakefulness represents a more varied and complex process, while sleep is
more stereotyped and oscillates between only two states--slow wave and REM
sleep. We thus speculate that psychosis represents a reduction in the
level of complexity of consciousness. In fact, complex order, as measured
by the degree of arrangement at higher embeddings, was lower in
schizophrenics than in controls during wakefulness. The inability to
recognize reality, would be a critical reduction in the dimensions of
psychophysiological processes. Shannon [42] pointed out that simpler
systems are unable to obtain information from their more complex
surroundings; the simplicity of the psychotic would account for his
isolation. These ideas are consistent with the notion of schizophrenia as
a dynamic insufficiency [19], the recognition of the importance of
defective and negative symptoms [1,5,27], and a Jacksonian concept of
positive symptoms as disinhibition [34]. In brief, schizophrenia
represents a simplification of mental complexity.
Although electrocardiograms from psychotics showed a lower beat to
beat variability, their recurrence plots showed a greater number of bifurcations
(separations between complexes). This increase in bifurcations may relate
to the greater fragmentation of psychological processes in the psychotic.
With regard to methodology,
our results indicate that the calculations of bifurcation rate,
organization qualities and embedding dimensions introduced in this article
are potentially useful in diagnostic and/or pharmacological studies. The
quantification of bifurcations revealed significant differences between
population psychotics and non-psychotics. Recurrence plots [7] and
measurements [51] are best adapted to study relatively stationary
processes (e.g sleep vs wakefulness, or anxious vs relaxed). Recognizing
that patterns of behavior are pathways from a sequence of appetitive acts
to consummatory acts, which are in turn followed by relaxation [22,23],
the study of bifurcations should be as important as the study of
stationary patterns. The study of multiple embeddings seems useful to
explore the complexity of the process. Recordings obtained during
wakefulness and sleep, and from psychotics and non-psychotic subjects,
differed in variations of geometric pattern and of recurrence measurements
as a function of embeddings. This indicates that the study of embedding
dimensions may yield meaningful data. What is their significance?
Comparison between the cardiac data and measurements obtained from
known curves indicates that a larger number of embeddings is necessary to
represent more complex processes. Ratio increases with the number of
embeddings, and it does more so during wakefulness than during sleep, and
more in normals than in psychotics, indicating that the number of
embeddings reveals the complexity of the process under study. One could
then measure the complexity of cardiac behavior by examining its
characteristics at various embeddings. One way to interpret the results,
albeit not the only possible one, is to consider that measurements
obtained at low embedding dimensions may reflect the contribution of
simple processes, while the organization and energy of higher processes is
portrayed by measurements at high embeddings.
Mathematical theory validates the use of low embedding recurrence
plots. A number of observations indicate the need to be cautious in
interpreting high embedding plots; for instance pseudo-random numbers
generated patterns of recurrences at high embeddings.
Although this may be explained by the fact that computer-generated
pseudo-random numbers are not truly random, the occurrence of artifacts
cannot be ruled out. Undoubtedly the forms observed in recurrence plots at
any number of embedddings are determined in part by the method, and there
is of course no method without artifacts; the artifactual nature of the
PQRST wave as a portrait of the cardiac action potential does not detract
from its clinical usefulness. Portraits at different embeddings capture
partially the process under study: if a finite-dimensional process is
mapped into a space that is too small, it will be projected onto that
space, while, if it is mapped into a space that is too large, its
structure will be unchanged, simply occupying a lower-dimensional
sub-space [11]. At low
embeddings, the recurrence plots have a square shape (reflecting their
identification by means of matrices, see figure 1), and the appearance of
a Sierpinski square [24], revealing their fractal structure [38], at 480
embeddings, cardiac complexes "shrink", adopting organic forms.
On the other hand, measurements of entropy and arrangement at low
embeddings, in which only 1-3 % of recurrences are determined, while the
majority are due to chance, seem doubtful as estimates of the organization
of the process under study.
As the number of embeddings represents the space in which we study
recurrences, an intermediate number of embeddings probably provides a more
accurate canvas. By analogy with the usual manner in which we compute
statistical measures (such as the mean effective dose ED50 of a
drug), the measurement of the median embedding dimension,
the embedding at which 50 % of recurrences are patterned, E50,
seems a more accurate evaluation of the process under study. Taking E50
as an estimate of the global dimensionality of the process,
psychocardiological phenomena have 40 to 60 or more embedding dimensions
in normals, and 20 to 40 embedding dimensions in psychotics while awake,
with a reduction in dimensional complexity during sleep.
The dimension of a process is defined by analogy with the concept
of spacial dimensions: as two numbers are required to locate a point in a
plane, and three numbers are necessary to specify the position of an
object in space, the number of numbers required to define the trajectory
of a process at a given moment is its local dimension. The relation
between embedding dimensions and actual dimensions is not known, but the
data suggest that we are dealing with processes of high dimensionality.
Mayer-Kress and co-workers have developed a correlation between
dimensional complexity and embedding dimensions, but warn that their
method can lead to underestimation of the true dimensional values.
Unfortunately, the various methods developed to measure dimensionality
have problems in producing reliable values with a realistic number of data
points [25]. As classic dynamics attempted to reduce all processes to
manifestations of a unidimensional tendency to equilibrium, entropy and
disorder, traditional biology assumed a unidimensional flow towards
homeostasis (health), and portrayed illness as disequilibrium towards
another form of stability --death. However we now recognize the importance
of periodic attractors (such as biological clocks), of non-periodic chaos
(with fractal dimensions), and of higher dimensional dissipative and
autocatalytic structures [29,45]. It
is thus possible that biological and psychological phenomena be high
dimensional processes. The observation that patterned recurrences achieved
the 50% mark at 10 to 80 embeddings indicates that psychological processes
are likely to be high dimensional. Even if we cannot as yet identify
biological and psychological dimensions in the way in which we can
recognize time and space, they are as real as physical dimensions, and we
might be able to estimate their number by comparing recurrent plots
obtained at a wide range of number of embeddings --this provides an
operational definition for the vague concepts of "complexity"
and "higher nervous function".
The differences noted between sleep and wakefulness, and
schizophrenics and controls, suggests to us that psychosis is a reduction
in central nervous system dimensionality. The fact that normals and
depressives lay between schizophrenics on the one hand, and random data on
the other, regarding measurements of patterned recurrences and entropy,
suggests to us that psychosis is a highly determined form of order, at
variance with the notion of health as equilibrium and illness as disorder.
The higher number of bifurcations in psychotic samples denotes a lesser
degree of continuity of the process. The data suggests that health is a
variable, complex and fairly continuous order; psychosis has greater
order, and lesser complexity, variability and continuity. Undoubtedly
these interpretations of the results are highly preliminary, but they
provide hypotheses to test, and relate the results contributed by the
novel methods of non-linear dynamics to neuroamine and psychodynamic
theories of behavior. If indeed cardiac complexes reflect both illness and
drug action, such comparisons might serve for rational selection of drug
treatment.
Clinically, the time
graph of recurrences at various embeddings provides graphic and distinct
portraits of relatively long and complex processes such as emotions and
psychiatric syndromes, and thereby provide physiological objective
measurements that may help in differential diagnosis, and in the
evaluation of drug treatment. Although the sample sizes were small, the
differences were statistically significant, and so large in the case of
psychotics as to allow the application of these measurements to the
individual patient.
Theoretically, this
study illustrates the methodology that springs from process theory, which
adopts mathematical techniques of non-linear dynamics but modifies them in
two directions: examining variations in time (instead of snapshots of
stationary processes) and a range of dimensions (rather than seeking a
single, low dimensional attractor). Thus
process theory adopts the concept of complex --a highly dimensional
organized transient process-- as its central concept.
In conclusion: First, the time series of R-R intervals
consists of a sequence of transient and patterned phases (complexes)
separated by transitions (bifurcations), which occur at an average rate of
1 every 30 minutes in normal subjects. Second, estimates of the median
global dimension of cardiac timing indicate a high degree of complexity,
ranging from 13 to 80 embedding dimensions during the day, and 14 to 45
during sleep. In both respects, the data are at variance with models that
postulate that cardiac rate tends to low dimensional homeostatic
equilibrium, periodic cycles, or chaotic attractors. Third, the
short-lasting pattern of complexes corresponds to ongoing activities and
emotions, such as anxiety or sleep, and are the same regardless of
diagnosis. Fourth, these long-lasting, overall features of organization
reflect the overall dynamics of the subject, in that treated schizophrenic
subjects show an increase in the rate of bifurcations, and a decrease in
the number of embedding dimensions, whereas treated depressives were
similar to normals, except in measures of energy utilization. Insofar as
cardiac behavior reflects the behavior of the organism, the results
suggest that schizophrenia involves an increase in simple order, a
reduction in the range of variation, a decrease in complex organization,
and a greater fragmentation. The present data do not include untreated
subjects, but the methodology here developed is potentially capable of
differentiating the results of illness from the effects of drugs.
Acknowledgements:
This research was supported by gifts from Ms. María McCormick of the
Society for the Advancement for Clinical Philosophy. We also wish to thank
Rene Leucht for her technical assistance. J.D-M. participated in this
study thanks to the pilot exchange program of Rush University. The
Scientific Computer Workstation and the Biostatistics Facility of the
Research Resources Center, University of Illinois at Chicago provided the
equipment and assistance necessary to conduct some of our computations.
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Legends for figures
Figure 1:
Recurrence plots. Cardiac
data obtained during wakefulness and sleep in a normal, a depressed and a
psychotic subject, and random data with similar average. Recurrence plots
of 7000 data points, at 10, 50 and 480 embeddings.
Table I:
Comparison Between 3 Psychotic and 6 Non-psychotic Subjects During
Wakefulness and During Sleep at the Median Embedding Dimension (E50).
|
Variable
|
Wakefulness
|
Sleep
|
|
Significance
|
|
|
Controls
|
Dep-ressed
|
Psy-chotic
|
Controls
|
Dep-ressed
|
Psy-chotic
|
Ran-dom
|
Psychotic
vs Non- Psychotic
|
Awake
vs Asleep
|
|
E50
|
57.7 3.5
|
51.7
24.7
|
24.7
10.5
|
37.3
3.1
|
36.0
8.5
|
19.3
6.0
|
214.0
|
p
< 0.01
|
---
|
|
Mean
RRI (msec)
|
831
52
|
1010
305
|
719
47
|
1157
235
|
1194
188
|
835
122
|
991
|
p
< 0.01
|
p
< 0.05
|
|
S.D.
(Norm)
|
105
9
|
114
54
|
53
27
|
80
12
|
77
25
|
41
25
|
291
|
p
< 0.01
|
---
|
|
Mean
Distance
|
9.2
0.8
|
9.9
4.1
|
4.7
2.3
|
5.8
0.9
|
6.2
2.0
|
3.5
2.3
|
1.9
|
p
< 0.05
|
p
< 0.05
|
|
Maximum
Distance
|
46.7
6.8
|
46.6
11.1
|
22.4
11.1
|
43.0
4.5
|
40.1
10.4
|
25.9
15.9
|
10.4
|
p
< 0.01
|
---
|
|
Number *
Recurrences
|
20.3
1.0
|
21.7
7.7
|
46.3
31.7
|
36.8
4.3
|
34.2
8.5
|
60.7
25.8
|
78.6
|
p
< 0.05
|
p
< 0.05
|
|
Percent
Recurrences
|
0.8
0.0
|
0.9
0.3
|
1.9
1.3
|
1.5
0.2
|
1.4
0.3
|
2.5
1.1
|
3.2
|
p
< 0.05
|
p
< 0.05
|
|
Number *
Lines
|
35.0
1.5
|
38.3
13.1
|
88.5
70.7
|
71.3
12.9
|
63.2
15.6
|
123.0
62.0
|
16.3
|
p
< 0.05
|
p
< 0.01
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
* x 10-4
Table I: Comparison
Between 3 Psychotic and 6 Non-psychotic Subjects During Wakefulness and
During Sleep at the Median Embedding Dimension (E50), continued.
|
Variable
|
Wakefulness
|
Sleep
|
|
Significance
|
|
|
|
Controls
|
Dep-ressed
|
Psy-chotic
|
Controls
|
Dep-ressed
|
Psy-chotic
|
Ran-dom
|
Psychotic
vs Non- Psychotic
|
Awake vs Asleep
|
|
Entropy
|
1.9
0.1
|
1.8
0.2
|
1.7
0.3
|
1.6
0.2
|
1.7
0.1
|
1.5
0.3
|
1.2
|
---
|
p
< 0.05
|
|
Arrange-ment
|
61.0
2.6
|
61.7
22.5
|
34.1
17.0
|
34.2
3.5
|
37.8
8.0
|
23.3
7.8
|
15.6
|
p
< 0.05
|
p
< 0.01
|
|
Consump-tion
ratio
|
1588
43
|
1784
372
|
1241
272
|
1796
150
|
2056
228
|
1284
236
|
122.0
|
p
< 0.001
|
---
|
|
Produc-tivity
|
31.2
1.8
|
36.5
16.1
|
18.6
8.0
|
21.8
2.0
|
22.0
5.1
|
15.3
5.6
|
12.7
|
p
< 0.05
|
p
< 0.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Comparison between 3 normal, 3 bipolar depressed, and 3
psychotic subjects during wakefulness and during sleep.
Average + S.D. of several variables at the embedding where
the patterned recurrences are 50% (median embedding dimension). Lag 1,
cutoff 0.1, 7000 beats per patient. Statistical
significance (Mann-Whitney U test).
|